Ka Wing Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wing Wong (黃嘉榮), a licensed Responsible Officer with CE reference AVZ613. Currently licensed at 1 firm(s): Golden Rich Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 11.1 years of SFC licence history. Total licence records on file: 20.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Golden Rich Securities Limited 金裕富證券有限公司 |
RO | Type 4 - Advising on securities | 2023-02-27 | present |
| Golden Rich Securities Limited 金裕富證券有限公司 |
RO | Type 1 - Dealing in securities | 2022-10-03 | present |
| CVP Securities Limited 星火證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-12-21 | 2022-09-30 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-11-22 | 2022-09-30 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-11-10 | 2021-12-21 |
| Canfield Securities Company Limited 勤豐證券有限公司 |
Rep | Type 9 - Asset management | 2021-02-25 | 2021-08-29 |
| Canfield Securities Company Limited 勤豐證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-02-25 | 2021-08-29 |
| Canfield Securities Company Limited 勤豐證券有限公司 |
RO | Type 4 - Advising on securities | 2021-02-25 | 2021-08-29 |
| CVP Securities Limited 星火證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-07-31 | 2020-11-23 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-06-03 | 2020-07-31 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2020-01-17 | 2020-04-21 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-01-17 | 2020-04-21 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2020-01-17 | 2020-04-21 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
RO | Type 1 - Dealing in securities | 2018-10-02 | 2019-10-08 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
RO | Type 4 - Advising on securities | 2018-10-02 | 2019-10-08 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
Rep | Type 9 - Asset management | 2018-03-01 | 2019-10-08 |
| China Tian Yuan Commodities and Futures Limited 中國天元商品及期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-01-25 | 2019-10-08 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
Rep | Type 1 - Dealing in securities | 2017-03-10 | 2018-10-02 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
Rep | Type 4 - Advising on securities | 2017-03-10 | 2018-10-02 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-10-05 | 2013-05-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Wing Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.