Ying Sin Chan
陳映蒨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying Sin Chan (陳映蒨), CE reference BGE633. Currently licensed at 1 firm(s): Gold Mountains Asset Management Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gold Mountains Asset Management Limited 金山資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-12-23 | present |
| Gold Mountains Asset Management Limited 金山資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-12-23 | present |
| Equities First Holdings Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2022-10-11 | 2024-05-17 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-03-16 | 2022-03-18 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-10-18 | 2022-03-18 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-20 | 2022-03-18 |
| Equities First Holdings Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2017-03-01 | 2019-03-25 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 1 — Dealing in securities | 2015-10-02 | 2017-01-31 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 2 — Dealing in futures contracts | 2015-10-02 | 2017-01-31 |