Wai Lau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Lau (劉慧), a licensed Representative with CE reference BNC679. Currently licensed at 1 firm(s): Get Nice Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 6.6 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-03-09 | present |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-03-09 | present |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 9 - Asset management | 2021-03-09 | present |
| Apollo Capital Management Limited 皓衹資本管理有限公司 |
Rep | Type 1 - Dealing in securities | 2020-12-14 | 2020-12-31 |
| Apollo Capital Management Limited 皓衹資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-06-17 | 2020-12-31 |
| Apollo Capital Management Limited 皓衹資本管理有限公司 |
Rep | Type 9 - Asset management | 2020-06-17 | 2020-12-31 |
| Capital Focus Asset Management Limited 匯駿資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-09-24 | 2020-05-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.