Sitan Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sitan Li (李斯坦), a licensed Responsible Officer with CE reference BUV051. Currently licensed at 2 firm(s): Southwest Securities (HK) Brokerage Limited, Southwest Securities (HK) Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 2.2 years of SFC licence history. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2026-09-01 | present |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 4 - Advising on securities | 2026-09-01 | present |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
RO | Type 4 - Advising on securities | 2026-09-01 | present |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
RO | Type 9 - Asset management | 2026-09-01 | present |
| Goldenwise Capital Group Limited | RO | Type 4 - Advising on securities | 2024-06-03 | 2026-05-31 |
| Goldenwise Capital Group Limited | RO | Type 9 - Asset management | 2024-06-03 | 2026-05-31 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Sitan Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Huakun Ding | Goldenwise Capital Group Limited | 2024–2026 |
| Qiao Zou | Goldenwise Capital Group Limited | 2024 |
| Johnson Shing Tong | Southwest Securities (HK) Asset Management Limited | 2026–present |