Frankie Kin Wai Shum
岑建偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frankie Kin Wai Shum (岑建偉), a licensed former licensee with CE reference AAB737. This person has 23.2 years of SFC licence history. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Great Bay Securities Limited 大灣區深港證券有限公司 |
RO | Type 1 - Dealing in securities | 2007-03-12 | 2017-11-28 |
| United Securities Limited 團結證券有限公司 |
RO | Type 1 - Dealing in securities | 2007-03-12 | 2017-01-26 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
RO | Type 4 - Advising on securities | 2007-03-12 | 2017-11-28 |
| United Securities Limited 團結證券有限公司 |
RO | Type 4 - Advising on securities | 2007-03-12 | 2017-01-26 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
RO | Type 9 - Asset management | 2007-03-12 | 2017-11-28 |
| United Securities Limited 團結證券有限公司 |
RO | Type 9 - Asset management | 2007-03-12 | 2017-01-26 |
| Get Nice Asset Management Limited 結好資產管理有限公司 |
RO | Type 4 - Advising on securities | 2005-12-16 | 2026-06-23 |
| Get Nice Asset Management Limited 結好資產管理有限公司 |
RO | Type 9 - Asset management | 2005-12-16 | 2026-06-23 |
| Get Nice Securities Limited 結好證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2026-06-23 |
| Get Nice Securities Limited 結好證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2026-06-23 |
| Get Nice Securities Limited 結好證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2026-06-23 |
| Get Nice Securities Limited 結好證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2026-06-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Frankie Kin Wai Shum during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.