Frankie Kin Wai Shum
岑建偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frankie Kin Wai Shum (岑建偉), CE reference AAB737. Currently licensed at 2 firm(s): Get Nice Asset Management Limited, Get Nice Securities Limited. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Get Nice Asset Management Limited 結好資產管理有限公司 |
RO | Type 4 — Advising on securities | 2005-12-16 | present |
| Get Nice Asset Management Limited 結好資產管理有限公司 |
RO | Type 9 — Asset management | 2005-12-16 | present |
| Get Nice Securities Limited 結好證券有限公司 |
RO | Type 1 — Dealing in securities | present | present |
| Get Nice Securities Limited 結好證券有限公司 |
RO | Type 4 — Advising on securities | present | present |
| Get Nice Securities Limited 結好證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | present |
| Get Nice Securities Limited 結好證券有限公司 |
RO | Type 9 — Asset management | present | present |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
RO | Type 1 — Dealing in securities | 2007-03-12 | 2017-11-28 |
| United Securities Limited 團結證券有限公司 |
RO | Type 1 — Dealing in securities | 2007-03-12 | 2017-01-26 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
RO | Type 4 — Advising on securities | 2007-03-12 | 2017-11-28 |
| United Securities Limited 團結證券有限公司 |
RO | Type 4 — Advising on securities | 2007-03-12 | 2017-01-26 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
RO | Type 9 — Asset management | 2007-03-12 | 2017-11-28 |
| United Securities Limited 團結證券有限公司 |
RO | Type 9 — Asset management | 2007-03-12 | 2017-01-26 |