Ka Ki Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Ki Lee (李家祺), a licensed Responsible Officer with CE reference AVT065. Currently licensed at 1 firm(s): Caitong International Securities Co., Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 15.7 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2024-08-22 | present |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2024-06-17 | present |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-06-15 | 2024-06-17 |
| Realord Asia Pacific Securities Limited 偉祿亞太證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-11-17 | 2022-05-30 |
| Realord Asia Pacific Securities Limited 偉祿亞太證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2021-11-17 | 2022-06-07 |
| Realord Asia Pacific Securities Limited 偉祿亞太證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-09-24 | 2021-11-17 |
| Vision Capital International Holdings Limited 萬盛金融控股有限公司 |
RO | Type 1 - Dealing in securities | 2020-11-30 | 2021-08-08 |
| Vision Capital International Holdings Limited 萬盛金融控股有限公司 |
Rep | Type 4 - Advising on securities | 2020-09-21 | 2021-08-08 |
| Vision Capital International Holdings Limited 萬盛金融控股有限公司 |
Rep | Type 1 - Dealing in securities | 2020-08-17 | 2020-11-30 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2019-04-08 | 2020-08-02 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-04-08 | 2020-08-02 |
| iBest Investment Services Limited | Rep | Type 3 - Leveraged foreign exchange trading | 2017-06-16 | 2019-01-25 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2015-09-01 | 2019-03-24 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-05-15 | 2019-03-24 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-05-15 | 2019-03-24 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-06-01 | 2014-04-26 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-06-01 | 2014-04-26 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-11-09 | 2011-05-30 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-08-23 | 2011-05-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Ki Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.