Hong Kong SFC Licensed Individuals Directory

Man Lok Chan CE BGI559 - active, China International Capital Corporation Hong Kong Asset Management Limited Kai Chen CE BSX005 - active, CICC US Securities (Hong Kong) Limited John Raymond Cheung CE BMR956 - active, CICC US Securities (Hong Kong) Limited Luke Fowler CE AQM674 - active, China International Capital Corporation Hong Kong Asset Management Limited Danxia Gu CE BIE951 - active, China International Capital Corporation Hong Kong Securities Limited Xin Hao CE BQC601 - active, China International Capital Corporation Hong Kong Asset Management Limited Bohan Lai CE BTO451 - active, CICC US Securities (Hong Kong) Limited Ka Hei Lai CE BVT176 - active, CICC US Securities (Hong Kong) Limited Pong Wong Lau CE BDT072 - active, China International Capital Corporation Hong Kong Securities Limited Chun Hin Lee CE BSX068 - active, China International Capital Corporation Hong Kong Securities Limited David (SFC:BTS959) Lee CE BTS959 - active, China International Capital Corporation Hong Kong Securities Limited Kangsun Lee CE BFX848 - active, CICC US Securities (Hong Kong) Limited Yiyue Li CE BXF508 - active, China International Capital Corporation Hong Kong Securities Limited Yu Hong Lin CE ATS207 - active, CICC US Securities (Hong Kong) Limited Qihui Liu CE BOW658 - ceased Yu Wen Liu CE BRJ339 - active, CICC US Securities (Hong Kong) Limited Wenjun Mei CE BXF454 - active, China International Capital Corporation Hong Kong Securities Limited Jiaxuan Meng CE BRR935 - active, CICC US Securities (Hong Kong) Limited Ka Ying Ng CE AFU399 - active, CICC US Securities (Hong Kong) Limited Linrui Shen CE BTK842 - active, CICC US Securities (Hong Kong) Limited Hin Lun Tang CE BOD386 - active, China International Capital Corporation Hong Kong Securities Limited Hung Wong Tang CE AAE867 - active, CICC US Securities (Hong Kong) Limited Xianchi Tang CE BWV367 - active, China International Capital Corporation Hong Kong Securities Limited Eddie Khang Thach Trinh CE AXE228 - active, China International Capital Corporation Hong Kong Asset Management Limited Qian (SFC:BSY505) Wang CE BSY505 - active, CICC US Securities (Hong Kong) Limited Zixia Wang CE BVJ005 - active, CICC US Securities (Hong Kong) Limited Chi Man (SFC:AER067) Wong CE AER067 - active, China International Capital Corporation Hong Kong Securities Limited Yin Yee Wong CE BNM902 - active, China International Capital Corporation Hong Kong Securities Limited Yi Wu CE BMQ163 - active, CICC US Securities (Hong Kong) Limited Xueqing Xu CE BQI515 - active, China International Capital Corporation Hong Kong Securities Limited Yining Xue CE BVJ937 - active, CICC US Securities (Hong Kong) Limited Simone Tong Yao CE BEF804 - active, China International Capital Corporation Hong Kong Securities Limited Danning Ye CE BVU757 - active, CICC US Securities (Hong Kong) Limited Chun Kit Yim CE BOM730 - active, China International Capital Corporation Hong Kong Securities Limited Cho Ming Jeremy Yu CE BQR013 - active, China International Capital Corporation Hong Kong Asset Management Limited Wenxin Zeng CE BWS859 - active, China International Capital Corporation Hong Kong Securities Limited Mengyi Zhang CE BIO476 - active, CICC US Securities (Hong Kong) Limited Qian (SFC:BMX662) Zhang CE BMX662 - active, China International Capital Corporation Hong Kong Securities Limited Ronghua Zhao CE BOZ719 - active, China International Capital Corporation Hong Kong Securities Limited Shengtian Zhou CE BVI520 - active, China International Capital Corporation Hong Kong Securities Limited Jianqing Zhu CE BTB476 - active, CICC US Securities (Hong Kong) Limited Tianan Zhu CE BPI565 - active, China International Capital Corporation Hong Kong Securities Limited Jimmy Yue Hong Chan CE ADB470 - active, CIF Securities Futures Limited Ho Kan Lam CE BMQ110 - active, CIF Securities Futures Limited Kwun Shing Lau CE AYG096 - active, CIF Securities Futures Limited Wai Kit Law CE BLP749 - active, CIF Securities Futures Limited Hongtao Yang CE BCN577 - active, CIF Securities Futures Limited Ernest Tsz Kin Chan CE AFX173 - active, CIS Securities Asset Management Limited Alan Ho Wai Chung CE ARE721 - active, CIS Securities Asset Management Limited Cheuk Ming Ho CE BID232 - active, CIS Securities Asset Management Limited May Ling Law CE AHO251 - active, CIS Securities Asset Management Limited Tak Wing Leung CE AIO039 - active, CIS Securities Asset Management Limited Ru Li CE BSQ865 - active, CIS Securities Asset Management Limited Tsan Kwai Mak CE BKM809 - active, CIS Securities Asset Management Limited Siu Choy Ng CE ADC267 - active, CIS Securities Asset Management Limited Sunxu Ni CE BUQ352 - active, CIS Securities Asset Management Limited Zixuan Ou CE BWR418 - active, CIS Securities Asset Management Limited Feng Qiang CE BXF383 - active, CIS Securities Asset Management Limited Ce Shang CE BXH073 - active, CIS Securities Asset Management Limited Wendi Xie CE BXG795 - active, CIS Securities Asset Management Limited Yiu Kuk Yu CE BNE457 - active, CIS Securities Asset Management Limited Weiwei Zeng CE BVC503 - active, CIS Securities Asset Management Limited Li (SFC:BTN352) Zhang CE BTN352 - active, CIS Securities Asset Management Limited Ziye Zhuang CE BSU109 - active, CIS Securities Asset Management Limited Bo Xu CE AXG732 - active, CITIC CFI Asset Management Company Limited Jianpeng Tang CE BRS868 - active, CITIC CFI Asset Management Company Limited Wen (SFC:BVN540) Zhang CE BVN540 - active, CITIC CFI Asset Management Company Limited Suheng Li CE BWY893 - active, CITIC Futures International Company Limited Xinyan Nie CE BWV502 - active, CITIC Futures International Company Limited Chi Chuen Chan CE AGF194 - active, CLSA Limited Edmund Wai Hung Chan CE AFT585 - active, CLSA Limited Jie Cheng CE BSQ486 - active, CLSA Limited Conrad Siu Kong Cheng CE AHD591 - active, CLSA Limited Ho Ming (SFC:AOE594) Cheung CE AOE594 - active, CLSA Limited Hiu Fai Fong CE BIX444 - active, CLSA Limited Qiang Hai CE BRQ930 - active, CLSA Limited Tung Fong Keung CE BBL850 - active, CITIC Securities (Hong Kong) Limited Lai Hung Ku CE AVR238 - active, CLSA Limited Chun Yu Kwok CE AMJ193 - active, CITIC Securities (Hong Kong) Limited Steve Kwok Leung Lam CE AGC469 - active, CLSA Limited Vincent Chi Kin Lau CE AHA572 - active, CITIC Securities (Hong Kong) Limited Kit Ling Lau CE ALI074 - active, CITIC Securities (Hong Kong) Limited Chuk Nga Law CE ATB631 - active, CLSA Limited Hang Li CE AYV511 - active, CLSA Limited Heung Li CE AYO826 - active, CLSA Limited Li (SFC:BTV771) Li CE BTV771 - active, CLSA Limited Ke (SFC:BRS682) Lin CE BRS682 - active, CLSA Limited Yewei Liu CE AZM917 - active, CLSA Limited Zhe Liu CE BQV916 - active, CLSA Limited Nathan Noel McMurtray CE ALW212 - active, CLSA Limited Mufu Na CE AXR364 - active, CLSA Limited Kai Him Ng CE AVY121 - active, CLSA Limited Pak Lin Ng CE AQQ108 - active, CITIC Securities (Hong Kong) Limited Zhiqian Qiu CE BQQ704 - active, CLSA Limited Chunming Song CE AYO044 - active, CLSA Limited Yi (SFC:AOA787) Sun CE AOA787 - active, CLSA Limited Shun Fai Sze CE BJP009 - active, CITIC Securities (Hong Kong) Limited Liang Tang CE BUG299 - active, CLSA Limited William Wai Tak Tong CE AJB117 - active, CITIC Securities (Hong Kong) Limited Gan Wang CE BHL578 - active, CLSA Limited Yimin Wang CE APN587 - active, CITIC Securities (Hong Kong) Limited Yu (SFC:AYG657) Wang CE AYG657 - active, CLSA Limited Sze Man (SFC:AQS231) Wong CE AQS231 - active, CITIC Securities (Hong Kong) Limited Sitao Wu CE AYZ889 - active, CLSA Limited Chenming Xu CE BQB328 - active, CLSA Limited Yang (SFC:AUZ703) Yu CE AUZ703 - active, CLSA Limited Ransi Yuan CE BEM652 - active, CLSA Limited Esther Sze Wing Yuen CE AMS885 - active, CLSA Limited Jinglei Zhang CE BQV633 - active, CLSA Limited Xiujie Zhang CE AQE321 - active, CLSA Limited Long Zhao CE AXY574 - ceased Shufan Zhou CE BJX658 - active, CLSA Limited Fujun Ai CE BRK387 - active, CLSA Limited Hua Ai CE BTC341 - active, CLSA Limited Nan An CE BTT362 - active, CLSA Limited Paolo Antonio Lopez Azurin CE BVI242 - active, CLSA Limited Fengzhi Bai CE BSQ611 - active, CLSA Limited Guangxin Bai CE BQN454 - active, CLSA Limited Juyi Bai CE BVU330 - active, CLSA Limited Ningxin Bai CE BUY070 - active, CLSA Limited Xinrui Bai CE BVS400 - active, CLSA Limited Tong Bao CE BVE071 - active, CLSA Limited Xiang Bao CE BVS415 - active, CLSA Limited Zeyang Bao CE BTZ222 - active, CLSA Limited Zhicong Bi CE BVX124 - active, CLSA Limited Siren Cai CE BVU236 - active, CLSA Limited Weipan Cai CE BXE482 - active, CLSA Limited Weiwei Cai CE BSR608 - active, CLSA Limited Yingjie Cai CE BWH974 - active, CLSA Limited Zihan Cai CE BTG319 - active, CLSA Limited Chenglong Cao CE BXG180 - active, CLSA Limited Wenwei Cao CE BSC033 - active, CLSA Limited Xinda Cao CE BWQ883 - active, CLSA Limited Yue Cao CE BUT582 - active, CLSA Limited Nai Yan Chan CE BFA523 - active, CLSA Limited Di Chang CE BVN241 - active, CLSA Limited Caiquan Chen CE BUN334 - active, CLSA Limited Geyang Chen CE BSR348 - active, CLSA Limited Hao (SFC:BUS786) Chen CE BUS786 - active, CLSA Limited Hao (SFC:BTV782) Chen CE BTV782 - active, CLSA Limited Hao (SFC:BWR258) Chen CE BWR258 - active, CLSA Limited Jianxun Chen CE BWV770 - active, CLSA Limited Jinxing Chen CE BVA960 - active, CLSA Limited Junbo Chen CE BUH989 - active, CLSA Limited Kaimin Chen CE BUY037 - active, CLSA Limited Li (SFC:BQI101) Chen CE BQI101 - active, CLSA Limited Lifeng Chen CE BRW500 - active, CLSA Limited Lingxian Chen CE BUY082 - active, CLSA Limited Lingxin Chen CE BMT656 - active, CLSA Limited Shenqi Chen CE BUQ916 - active, CLSA Limited Shu Chen CE BUG216 - active, CLSA Limited Shubin Chen CE BVS657 - active, CLSA Limited Shujie Chen CE BVZ489 - active, CLSA Limited Shuyi Chen CE BSG246 - active, CLSA Limited Siyong Chen CE BWC569 - active, CLSA Limited Tianya Chen CE BWO334 - active, CLSA Limited Wei (SFC:BSH221) Chen CE BSH221 - active, CLSA Limited Weijia Chen CE BVF984 - ceased Xi (SFC:BRG672) Chen CE BRG672 - active, CLSA Limited Xianghong Chen CE BVH045 - active, CLSA Limited Xingming Chen CE BSH712 - active, CLSA Limited Yangzong Chen CE BUX003 - active, CLSA Limited Yihao Chen CE BTM408 - active, CLSA Limited Yingjuan Chen CE BMQ934 - active, CLSA Limited Yuda Chen CE BSB885 - ceased Yun Chen CE BVZ819 - active, CLSA Limited Zejun Chen CE BTT465 - active, CLSA Limited Zelin Chen CE BVZ532 - active, CLSA Limited Zhiyu Chen CE BVZ538 - active, CLSA Limited Zhuo Chen CE BSF820 - active, CLSA Limited Zhuxun Chen CE BVU235 - active, CLSA Limited Zitao Chen CE BWC085 - active, CLSA Limited Zuoyi Chen CE BTZ318 - active, CLSA Limited Baixiang Cheng CE BVE813 - active, CLSA Limited Siyuan Cheng CE BTU902 - active, CLSA Limited Xianning Cheng CE BVF970 - active, CLSA Limited Xin Cheng CE BWW796 - active, CLSA Limited Yachen Cheng CE BWS364 - active, CLSA Limited Zhang Cheng CE BVF977 - active, CLSA Limited Zhuo Cheng CE BUP098 - active, CLSA Limited Kun-Jui Chin CE BRR387 - active, CLSA Limited Ji Cui CE BSQ449 - active, CLSA Limited Jeremy Dalton D'Sylva CE BTW493 - active, CLSA Limited Huiming Dai CE BWB404 - active, CLSA Limited Shun Dai CE BVC265 - active, CLSA Limited Yaxi Dai CE BTC655 - active, CLSA Limited Binjie Deng CE BVF158 - active, CLSA Limited Haoqi Deng CE BVU657 - active, CITIC Securities (Hong Kong) Limited Jian Deng CE BSB880 - active, CLSA Limited Xiaoqiang Deng CE BVI257 - active, CLSA Limited Yi Di CE BKY361 - active, CITIC Securities (Hong Kong) Limited Chaoqin Ding CE BQQ680 - active, CLSA Limited Jianxiong Ding CE BQL712 - active, CLSA Limited Mengmeng Ding CE BSQ831 - active, CLSA Limited Shuo Ding CE BUG506 - active, CLSA Limited Xu Ding CE BSG749 - active, CLSA Limited Yongcai Ding CE BVE814 - ceased Yuan Ding CE BTX932 - active, CLSA Limited Chao (SFC:BSI026) Dong CE BSI026 - active, CLSA Limited Fan Dong CE BUY249 - active, CLSA Limited Hang Dong CE BQE569 - active, CLSA Limited Wenrui Dong CE BVE728 - active, CLSA Limited Wenxin Dong CE BRW883 - active, CLSA Limited Yiwei Dong CE BVF871 - active, CLSA Limited Yuanpeng Dong CE BVE752 - active, CLSA Limited Yuchong Dong CE BSJ119 - active, CLSA Limited Zehan Dong CE BVZ569 - active, CLSA Limited Jiawei Dou CE BRS938 - active, CLSA Limited Bowen Du CE BVZ959 - active, CLSA Limited Dequan Du CE BSH496 - active, CLSA Limited Jieqi Du CE BTJ946 - active, CLSA Limited Jinfeng Du CE BUC797 - active, CLSA Limited Ke Du CE BQI464 - active, CLSA Limited Liyang Du CE BVX749 - active, CLSA Limited Yulin Du CE BVF935 - active, CLSA Limited Zhenhao Du CE BSX398 - active, CLSA Limited Fuxing Duan CE BXE615 - active, CLSA Limited Jiahan Duan CE BRQ468 - active, CLSA Limited Chaorong Fan CE BVX514 - active, CLSA Limited Jiarui Fan CE BVB105 - active, CLSA Limited Kaiwen Fan CE BVH522 - active, CLSA Limited Suiyi Fan CE BWT109 - ceased Xinliang Fan CE BUM435 - active, CLSA Limited Yuzhuo Fan CE BVC392 - active, CLSA Limited Chuangtao Fang CE BUY846 - active, CLSA Limited Hao Fang CE BXG181 - active, CLSA Limited Jike Fang CE BQS950 - active, CLSA Limited Ling Fang CE BVF867 - active, CITIC Securities (Hong Kong) Limited Luhang Fang CE BRZ551 - active, CLSA Limited Ruiqing Fang CE BWK815 - active, CLSA Limited Yuan Fang CE BLI961 - active, CITIC Securities (Hong Kong) Limited Yuzhong Fang CE BUT193 - active, CLSA Limited Ziliang Fang CE BWB671 - active, CLSA Limited Jian Feng CE BVE718 - active, CLSA Limited Li Feng CE BSR107 - active, CLSA Limited Runfeng Feng CE BWD337 - active, CLSA Limited Shiyang Feng CE BVS658 - active, CLSA Limited Wenbo Feng CE BTZ182 - active, CLSA Limited Junhao Fu CE BVY656 - active, CLSA Limited Linqi Fu CE BVU023 - active, CLSA Limited Minghan Fu CE BWD065 - active, CLSA Limited Yin (SFC:BWI588) Fu CE BWI588 - active, CLSA Limited Yuen Yeh Fu CE BOS479 - active, CLSA Limited Yukun Fu CE BVV899 - active, CLSA Limited Zhiwen Fu CE BTR921 - active, CLSA Limited Ruiping Gan CE BSI533 - active, CITIC Securities (Hong Kong) Limited Feikun Gao CE BVU301 - active, CLSA Limited Jiapeng Gao CE BTV468 - active, CLSA Limited Jinzhe Gao CE BWA726 - active, CLSA Limited Mingze Gao CE BWW076 - active, CLSA Limited