Yichao Wu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yichao Wu (吳逸超), a licensed Representative with CE reference AVI107. Currently licensed at 1 firm(s): CTI Capital Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 13.7 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CTI Capital Hong Kong Limited 中信信惠國際資本(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-01-04 | present |
| CTI Capital Hong Kong Limited 中信信惠國際資本(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-01-04 | present |
| CTI Capital Hong Kong Limited 中信信惠國際資本(香港)有限公司 |
Rep | Type 9 - Asset management | 2020-11-20 | present |
| Rock Hill Asset Management Limited 石山資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-04-24 | 2019-12-09 |
| Rock Hill Asset Management Limited 石山資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-04-24 | 2020-09-30 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-06-25 | 2017-01-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yichao Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.