Tsz On Lau
劉子安
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz On Lau (劉子安), CE reference BCQ012. Currently licensed at 1 firm(s): CSOP Asset Management Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2021-01-22 | present |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-01-22 | present |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-01-22 | present |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2016-10-26 | 2021-01-17 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-03 | 2021-01-17 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-01-03 | 2021-01-17 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 — Asset management | 2014-01-03 | 2021-01-17 |