Chih-Kuo Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chih-Kuo Chen (陳治國), a licensed Responsible Officer with CE reference AKW443. Currently licensed at 2 firm(s): CSC Futures (HK) Limited, CSC Securities (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 9 - Asset management. This person has 16.7 years of SFC licence history. Total licence records on file: 25.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
RO | Type 4 - Advising on securities | 2025-06-24 | present |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2024-10-16 | present |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2024-10-16 | present |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2024-10-16 | present |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
RO | Type 9 - Asset management | 2024-10-16 | present |
| CCB Principal Asset Management (Hong Kong) Co., Limited 建信資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2020-07-07 | 2022-08-17 |
| CCB Principal Asset Management (Hong Kong) Co., Limited 建信資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2020-07-07 | 2022-08-17 |
| PICC Asset Management (Hong Kong) Company Limited 中國人保香港資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-12-13 | 2019-05-31 |
| PICC Asset Management (Hong Kong) Company Limited 中國人保香港資產管理有限公司 |
RO | Type 9 - Asset management | 2018-12-13 | 2019-05-31 |
| PICC Asset Management (Hong Kong) Company Limited 中國人保香港資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-10-15 | 2018-12-13 |
| DSG Asset Management (HK) Company Limited 德誠環球資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2017-10-30 | 2018-09-15 |
| DSG Asset Management (HK) Company Limited 德誠環球資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2017-10-18 | 2017-10-30 |
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2013-06-04 | 2017-10-10 |
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2013-06-04 | 2017-10-10 |
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-04-18 | 2013-06-04 |
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2013-04-18 | 2013-06-04 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
RO | Type 9 - Asset management | 2011-10-25 | 2013-04-01 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 9 - Asset management | 2011-04-14 | 2011-10-25 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
RO | Type 1 - Dealing in securities | 2011-02-01 | 2013-04-01 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
RO | Type 4 - Advising on securities | 2011-02-01 | 2013-04-01 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-02 | 2011-02-01 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2010-11-02 | 2011-02-01 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-10 | 2010-09-30 |
| IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-11-18 | 2008-10-10 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-06-24 | 2005-08-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chih-Kuo Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.