Mo Shen
沈墨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mo Shen (沈墨), CE reference BUO766. Currently licensed at 1 firm(s): Caitong International Asset Management Co., Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2024-01-29 | present |
| Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-01-29 | present |
| Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-01-29 | present |