Hao Zhang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hao Zhang (張浩), a licensed Responsible Officer with CE reference AMF137. Currently licensed at 1 firm(s): CTI Capital Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 14.5 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CTI Capital Hong Kong Limited 中信信惠國際資本(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2016-07-11 | present |
| CTI Capital Hong Kong Limited 中信信惠國際資本(香港)有限公司 |
RO | Type 4 - Advising on securities | 2015-06-05 | present |
| CTI Capital Hong Kong Limited 中信信惠國際資本(香港)有限公司 |
Rep | Type 9 - Asset management | 2015-02-03 | present |
| CTI Capital Hong Kong Limited 中信信惠國際資本(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-02-03 | 2015-06-05 |
| CTI Capital Management Limited 中信信惠國際資本有限公司 |
Rep | Type 4 - Advising on securities | 2014-11-06 | 2015-01-19 |
| CTI Capital Management Limited 中信信惠國際資本有限公司 |
Rep | Type 9 - Asset management | 2014-11-06 | 2015-01-19 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-07-06 | 2008-05-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hao Zhang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.