Angel Kwok Yen Ip
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Angel Kwok Yen Ip (葉國欣), a licensed Responsible Officer with CE reference AOJ327. Currently licensed at 1 firm(s): Caitong International Capital Co., Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 14.5 years of SFC licence history. Total licence records on file: 20.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Caitong International Capital Co., Limited 財通國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2024-12-30 | present |
| Caitong International Capital Co., Limited 財通國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2024-12-30 | present |
| Shanxi Securities International Capital Limited 山證國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2023-12-05 | 2024-10-15 |
| SBI China Capital Hong Kong Securities Limited 軟庫中華香港證券有限公司 |
RO | Type 6 - Advising on corporate finance | 2021-07-28 | 2023-11-02 |
| Red Sun Capital Limited 紅日資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-09-28 | 2021-07-27 |
| Red Sun Capital Limited 紅日資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-02-09 | 2017-09-28 |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-07-11 | 2017-02-05 |
| Changjiang Corporate Finance (HK) Limited 長江證券融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-02-18 | 2016-06-24 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-14 | 2011-11-09 |
| Chief Capital Limited 致富融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-09-14 | 2011-11-09 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-12-08 | 2011-05-04 |
| CSC Asia Limited 群益亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-12-08 | 2011-05-04 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-30 | 2010-09-23 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2010-05-12 | 2010-09-23 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-05-12 | 2010-09-23 |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
Rep | Type 1 - Dealing in securities | 2010-04-21 | 2010-04-23 |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-04-21 | 2010-04-23 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-28 | 2009-07-20 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-07-25 | 2009-07-20 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-01-10 | 2007-06-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Angel Kwok Yen Ip during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.