Xuan Du
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xuan Du (杜絢), a licensed Representative with CE reference BPF001. Currently licensed at 1 firm(s): CSOP Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 6.5 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2020-09-07 | present |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-09-07 | present |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-09-07 | present |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 - Dealing in securities | 2019-12-20 | 2020-08-14 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-12-20 | 2020-08-14 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 4 - Advising on securities | 2019-12-20 | 2020-08-14 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-12-20 | 2020-08-14 |
| Yunfeng Asset Management Limited 雲鋒資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-12-20 | 2020-08-14 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 9 - Asset management | 2019-12-20 | 2020-08-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xuan Du during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.