Summy Chi Fat Ng
伍志發
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Summy Chi Fat Ng (伍志發), CE reference AAA548. Currently licensed at 1 firm(s): Caitong International Securities Co., Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-04-01 | present |
| Westock Securities International (HK) Limited 微投證券國際(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2008-09-02 | 2022-02-28 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-03 | 2008-08-31 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-05-02 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-28 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-28 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-28 |