Ming Cere Lee
李明思
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Cere Lee (李明思), CE reference AGL926. Currently licensed at 1 firm(s): Caitong International Securities Co., Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-10 | present |
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-01-21 | 2015-11-04 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-08-03 | 2015-11-04 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-31 | 2012-08-01 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-04 | 2011-08-26 |