Matthew Shu Shun Yip
葉樹信
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Matthew Shu Shun Yip (葉樹信), CE reference BIL940. Currently licensed at 1 firm(s): CTBC Asia Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2022-06-06 | present |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2021-01-18 | present |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-02-23 | present |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-22 | 2022-06-06 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-29 | 2021-01-18 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-21 | 2017-05-17 |