Stephen Wing Lok Liew
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Wing Lok Liew (廖永樂), a licensed Representative with CE reference AFW967. Currently licensed at 2 firm(s): CSC Securities (HK) Limited, CSC Futures (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 13.7 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-10-21 | present |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-08-21 | present |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-03 | 2019-08-08 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2017-10-03 | 2019-08-08 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-09-07 | 2019-08-08 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-03 | 2017-10-02 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2016-08-03 | 2017-10-02 |
| CAIIS Limited | Rep | Type 1 - Dealing in securities | 2008-05-23 | 2011-01-31 |
| CAIIS Limited | Rep | Type 4 - Advising on securities | 2008-05-23 | 2011-01-31 |
| Wintech Securities Limited 盈泰證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-03-22 |
| Wintech Securities Limited 盈泰證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-02-18 |
| Wintech Securities Limited 盈泰證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-18 |
| Wintech Securities Limited 盈泰證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Stephen Wing Lok Liew during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.