Roger Wai Ming Chung
鍾偉明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roger Wai Ming Chung (鍾偉明), CE reference ADK276. Currently licensed at 1 firm(s): Caitong International Securities Co., Limited. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-12-23 | present |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-09-15 | 2025-04-10 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-30 | 2021-09-02 |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-02 | 2018-07-27 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-12-13 | 2018-03-08 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-16 | 2016-12-05 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-04-17 | 2015-11-06 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-02-19 | 2013-04-05 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-02-17 | 2013-01-31 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-30 | 2009-02-09 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-08-30 | 2007-10-09 |
| Hing Wai Allied Securities Limited 興偉聯合證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-02-21 | 2004-08-24 |
| FUZE SECURITIES (INTERNATIONAL) LIMITED 富澤證券(國際)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-10-08 |
| FUZE SECURITIES (INTERNATIONAL) LIMITED 富澤證券(國際)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-08 |
| FUZE SECURITIES (INTERNATIONAL) LIMITED 富澤證券(國際)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-08 |
| FUZE SECURITIES (INTERNATIONAL) LIMITED 富澤證券(國際)有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-08 |