Annie Lap Chun Shum
沈立雋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Annie Lap Chun Shum (沈立雋), CE reference ALN110. Currently licensed at 1 firm(s): CSOP Asset Management Limited. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-16 | present |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-07-16 | present |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-07-16 | present |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2018-03-26 | 2018-06-12 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-03-26 | 2018-06-12 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-03-26 | 2018-06-12 |
| Sensible Asset Management Limited 盛寶資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-12-15 | 2017-10-31 |
| Sensible Asset Management Limited 盛寶資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-12-15 | 2017-10-31 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-05 | 2017-10-31 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 1 — Dealing in securities | 2011-05-05 | 2017-10-31 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2011-05-05 | 2017-10-31 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 4 — Advising on securities | 2011-05-05 | 2017-10-31 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 9 — Asset management | 2011-05-05 | 2017-10-31 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 9 — Asset management | 2011-05-05 | 2017-10-31 |
| Winnington Capital Limited 永靈通金融有限公司 |
Rep | Type 4 — Advising on securities | 2010-08-18 | 2011-04-15 |
| Winnington Capital Limited 永靈通金融有限公司 |
Rep | Type 9 — Asset management | 2010-08-18 | 2011-04-15 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-01-30 | 2010-08-03 |
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 |
Rep | Type 4 — Advising on securities | 2005-01-13 | 2008-09-30 |