Sheng Zhou
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sheng Zhou (周晟), a licensed Responsible Officer with CE reference APL667. Currently licensed at 1 firm(s): CTI Capital Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 18.6 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CTI Capital Hong Kong Limited 中信信惠國際資本(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-08-15 | present |
| CTI Capital Hong Kong Limited 中信信惠國際資本(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2016-07-11 | present |
| CTI Capital Hong Kong Limited 中信信惠國際資本(香港)有限公司 |
Rep | Type 9 - Asset management | 2015-11-19 | present |
| Alphamax Asset Management (HK) Limited 利升資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2014-11-13 | 2015-11-13 |
| China Vered Securities Limited 中薇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-07-17 | 2014-10-31 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-22 | 2014-04-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sheng Zhou during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.