Yuk Sun Tong
唐玉臣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuk Sun Tong (唐玉臣), CE reference AAB845. Currently licensed at 1 firm(s): Caitong International Securities Co., Limited. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-05-05 | present |
| Westock Securities International (HK) Limited 微投證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-01-07 | 2022-04-08 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-11-29 | 2008-12-10 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-12-10 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | present | 2008-12-10 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | present | 2008-12-10 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-11-18 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 4 — Advising on securities | present | 2004-11-18 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | present | 2004-11-18 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-11-18 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-11-18 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2004-11-18 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-11-18 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2004-11-18 |