Kwok Lam Ng
吳國霖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Lam Ng (吳國霖), CE reference APM132. Currently licensed at 1 firm(s): CSOP Asset Management Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2024-12-24 | present |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-12-24 | present |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-11-19 | present |
| 3W Fund Management Limited |
Rep | Type 9 — Asset management | 2018-10-10 | 2021-11-05 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-07-21 | 2016-12-16 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-06 | 2016-12-16 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-31 | 2010-04-16 |