Johnny Wing Fai Tam
譚永輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Johnny Wing Fai Tam (譚永輝), a licensed former licensee with CE reference ADN240. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| VC Capital Limited 滙盈融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-03-11 | 2010-04-30 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 4 — Advising on securities | 2010-01-22 | 2010-04-30 |
| VC Capital Limited 滙盈融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-01-22 | 2010-03-11 |
| AMS Capital Limited 博資有限公司 |
RO | Type 4 — Advising on securities | 2008-02-26 | 2009-10-30 |
| AMS Capital Limited 博資有限公司 |
RO | Type 6 — Advising on corporate finance | 2008-02-26 | 2009-10-30 |
| AMS Capital Limited 博資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-12-06 | 2008-02-26 |
| Optima Capital Limited 創越融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2007-07-09 | 2007-08-08 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-06-14 | 2007-07-09 |
| SPDB International Holdings Limited 浦銀國際控股有限公司 |
RO | Type 4 — Advising on securities | 2006-10-17 | 2007-05-21 |
| SPDB International Holdings Limited 浦銀國際控股有限公司 |
RO | Type 6 — Advising on corporate finance | 2006-10-17 | 2007-05-21 |
| SPDB International Holdings Limited 浦銀國際控股有限公司 |
Rep | Type 4 — Advising on securities | 2006-07-17 | 2006-10-17 |
| SPDB International Holdings Limited 浦銀國際控股有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-07-17 | 2006-10-17 |
| Ever-Long Research Limited 長雄資料研究有限公司 |
RO | Type 4 — Advising on securities | 2004-09-20 | 2006-06-22 |
| Ever-Long Securities Company Limited 長雄證券有限公司 |
RO | Type 4 — Advising on securities | 2004-06-02 | 2006-06-22 |
| Ever-Long Securities Company Limited 長雄證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2004-06-02 | 2006-06-22 |
| Ever-Long Securities Company Limited 長雄證券有限公司 |
Rep | Type 4 — Advising on securities | 2003-09-04 | 2004-06-02 |
| Ever-Long Securities Company Limited 長雄證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-09-04 | 2004-06-02 |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
RO | Type 4 — Advising on securities | present | 2003-09-04 |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-09-04 |