Stephen Robert Travis
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Robert Travis ( ), a licensed former licensee with CE reference AAW084. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wilfred T. Fry (Personal Financial Planning) Limited | Rep | Type 4 — Advising on securities | present | 2008-10-10 |
| Wilfred T. Fry (Personal Financial Planning) Limited | Rep | Type 6 — Advising on corporate finance | present | 2007-04-03 |
| Wilfred T. Fry (Personal Financial Planning) Limited | Rep | Type 9 — Asset management | present | 2007-04-03 |