Raphael Alexander Stern
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raphael Alexander Stern ( ), a licensed former licensee with CE reference BTN233. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 4 - Advising on securities | 2026-02-27 | 2026-03-13 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 4 - Advising on securities | 2024-09-10 | 2024-09-13 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 4 - Advising on securities | 2023-09-08 | 2023-09-14 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 4 - Advising on securities | 2023-03-13 | 2023-03-14 |