Michael Thomas Tracey
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Thomas Tracey ( ), a licensed former licensee with CE reference AEK929. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wisdom Wealth Management Limited 竑智理財策劃有限公司 |
RO | Type 4 — Advising on securities | 2005-03-15 | 2005-07-27 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-07-27 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-01-28 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 9 — Asset management | present | 2005-01-28 |