Karen Tang
鄧嘉雲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karen Tang (鄧嘉雲), a licensed former licensee with CE reference AFE983. This person has 0.2 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Research Limited 海通國際研究有限公司 |
Rep | Type 4 - Advising on securities | 2020-04-29 | 2020-06-04 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2003-06-11 | 2003-08-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Karen Tang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.