Karen Tang
鄧嘉雲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karen Tang (鄧嘉雲), a licensed former licensee with CE reference AFE983. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Research Limited 海通國際研究有限公司 |
Rep | Type 4 - Advising on securities | 2020-04-29 | 2020-06-04 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2003-06-11 | 2003-08-01 |