Laura Francesca Rose Sutcliffe

CE No. BTW538 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Laura Francesca Rose Sutcliffe (), a licensed former licensee with CE reference BTW538. Total licence records on file: 4.

Licence history

FirmRoleRegulated activityFromTo
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 4 - Advising on securities 2025-11-17 2025-11-21
UBS Securities Asia Limited Rep Type 4 - Advising on securities 2024-11-18 2024-11-22
UBS Securities Asia Limited Rep Type 4 - Advising on securities 2024-05-24 2024-05-30
UBS Securities Asia Limited Rep Type 4 - Advising on securities 2023-06-29 2023-07-05

Related