Laura Francesca Rose Sutcliffe
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Laura Francesca Rose Sutcliffe ( ), a licensed former licensee with CE reference BTW538. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2025-11-17 | 2025-11-21 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-11-18 | 2024-11-22 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-05-24 | 2024-05-30 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2023-06-29 | 2023-07-05 |