Alok Srivastava
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alok Srivastava ( ), a licensed former licensee with CE reference BVR091. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2026-04-09 | 2026-04-13 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2025-10-03 | 2025-10-08 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2025-05-23 | 2025-06-02 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-11-29 | 2024-12-04 |