Alan Henri Spence
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Henri Spence ( ), a licensed former licensee with CE reference BVN533. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2025-11-13 | 2025-11-17 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2024-11-14 | 2024-11-19 |