Phyllis Man Yu Tsoi
蔡敏如
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Phyllis Man Yu Tsoi (蔡敏如), a licensed former licensee with CE reference ADH901. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 4 — Advising on securities | 2010-10-21 | 2011-08-01 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-10-21 | 2011-08-01 |
| Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-11-08 | 2008-08-04 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-10-23 | 2008-08-04 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-10-23 | 2008-08-04 |
| Fubon Capital (HK) Limited 富邦融資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-06-29 | 2007-07-24 |
| Fubon Capital (HK) Limited 富邦融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-06-29 | 2007-07-24 |
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 |
Rep | Type 4 — Advising on securities | 2004-08-30 | 2007-06-16 |
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-08-30 | 2007-06-16 |
| WAG Financial Services Group Limited 華高金融服務有限公司 |
Rep | Type 4 — Advising on securities | 2004-08-16 | 2006-11-26 |
| WAG Financial Services Group Limited 華高金融服務有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-08-16 | 2006-11-26 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-05-20 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-20 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-08 |