Miki Sogi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Miki Sogi ( ), a licensed former licensee with CE reference BUT643. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 - Advising on securities | 2025-11-24 | 2025-11-25 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 - Advising on securities | 2025-06-16 | 2025-06-18 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 - Advising on securities | 2024-11-25 | 2024-11-29 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 - Advising on securities | 2024-04-15 | 2024-04-19 |