Sally Sui Yin Tse
謝瑞賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sally Sui Yin Tse (謝瑞賢), a licensed former licensee with CE reference ACW159. This person has 1.9 years of SFC licence history. Total licence records on file: 4.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PGIM (Hong Kong) Limited 保德信(香港)有限公司(以JennisonAssociates名義經營業務) |
RO | Type 4 - Advising on securities | Pre-2003 | 2005-02-28 |
| PGIM (Hong Kong) Limited 保德信(香港)有限公司(以JennisonAssociates名義經營業務) |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2005-02-28 |
| PGIM (Hong Kong) Limited 保德信(香港)有限公司(以JennisonAssociates名義經營業務) |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-02-28 |
| PGIM (Hong Kong) Limited 保德信(香港)有限公司(以JennisonAssociates名義經營業務) |
RO | Type 9 - Asset management | Pre-2003 | 2005-02-28 |
Worked alongside
The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Sally Sui Yin Tse during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Douglas William Meiklejohn Fergusson | PGIM (Hong Kong) Limited | 2003–2005 |
| Hung Guan Ong | PGIM (Hong Kong) Limited | 2003–2005 |
| Tsit Shan Tung | PGIM (Hong Kong) Limited | 2003–2005 |
| Siu Kee Yip | PGIM (Hong Kong) Limited | 2003–2005 |
| John James Vanbelle | PGIM (Hong Kong) Limited | 2003–2004 |
| Eng Cheng Lim | PGIM (Hong Kong) Limited | 2004 |
| Blair Allan Boyer | PGIM (Hong Kong) Limited | 2004 |
| Peter Howlett Reinemann | PGIM (Hong Kong) Limited | 2004 |