Suat Wah Tan
陳雪華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Suat Wah Tan (陳雪華), a licensed former licensee with CE reference AEZ709. This person has 6.7 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tree Line Advisors (Hong Kong) Limited | RO | Type 9 - Asset management | 2006-06-30 | 2009-12-07 |
| Lloyd George Investment Management (Hong Kong) Limited |
Rep | Type 4 - Advising on securities | Pre-2003 | 2006-06-29 |
| Lloyd George Investment Management (Hong Kong) Limited |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-19 |
| Lloyd George Investment Management (Hong Kong) Limited |
Rep | Type 9 - Asset management | Pre-2003 | 2006-06-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Suat Wah Tan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.