Suat Wah Tan
陳雪華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Suat Wah Tan (陳雪華), CE reference AEZ709. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tree Line Advisors (Hong Kong) Limited | RO | Type 9 — Asset management | 2006-06-30 | 2009-12-07 |
| Lloyd George Investment Management (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | present | 2006-06-29 |
| Lloyd George Investment Management (Hong Kong) Limited |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-19 |
| Lloyd George Investment Management (Hong Kong) Limited |
Rep | Type 9 — Asset management | present | 2006-06-29 |