Adam Wilson Topping
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Adam Wilson Topping, a licensed former licensee with CE reference AAG414. This person has 18.3 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| T. M. Management Limited | RO | Type 4 - Advising on securities | Pre-2003 | 2004-12-20 |
| T. M. Management Limited | RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-12-20 |
| T. M. Management Limited | RO | Type 9 - Asset management | Pre-2003 | 2021-07-31 |
Worked alongside
The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Adam Wilson Topping during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Paul Edward Morton | T. M. Management Limited | 2004–2021 |
| Chao Sun | T. M. Management Limited | 2018–2020 |