Shinichi Takeda
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shinichi Takeda ( ), a licensed former licensee with CE reference ADR470. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zhongrong International Capital Management Limited 中融國際資本管理有限公司 |
RO | Type 4 — Advising on securities | 2016-09-09 | 2019-01-12 |
| Zhongrong International Capital Management Limited 中融國際資本管理有限公司 |
RO | Type 9 — Asset management | 2016-09-09 | 2019-01-12 |
| RG Asset Management Company Limited |
RO | Type 4 — Advising on securities | 2008-05-06 | 2013-11-25 |
| RG Asset Management Company Limited |
RO | Type 5 — Advising on futures contracts | 2008-05-06 | 2013-11-25 |
| RG Asset Management Company Limited |
RO | Type 9 — Asset management | 2008-05-06 | 2013-11-25 |
| RG Asset Management Company Limited |
Rep | Type 9 — Asset management | 2007-03-28 | 2008-05-06 |
| RG Asset Management Company Limited |
Rep | Type 4 — Advising on securities | present | 2008-05-06 |
| RG Asset Management Company Limited |
Rep | Type 5 — Advising on futures contracts | present | 2008-05-06 |
| RG Asset Management Company Limited |
Rep | Type 6 — Advising on corporate finance | present | 2004-11-04 |