Cody Dennis Lance Shield

CE No. BXE504 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cody Dennis Lance Shield, a licensed former licensee with CE reference BXE504. This person has less than 0.1 years of SFC licence history. Total licence records on file: 2.

Information

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Licence history

FirmRoleRegulated activityFromTo
UBS Securities Asia Limited Rep Type 4 - Advising on securities 2026-07-06 2026-07-10
UBS Securities Asia Limited Rep Type 4 - Advising on securities 2025-11-25 2025-12-01

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