Kasumi Suzuki
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kasumi Suzuki ( ), a licensed former licensee with CE reference BUK232. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-10-14 | 2024-10-21 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-09-13 | 2024-09-19 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-06-21 | 2024-06-27 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2023-12-08 | 2023-12-13 |