Wai Foon Tan
陳懷芬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Foon Tan (陳懷芬), a licensed former licensee with CE reference AAY702. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| WMG Asia Limited | RO | Type 4 — Advising on securities | 2007-02-28 | 2014-01-06 |
| WMG Asia Limited | RO | Type 9 — Asset management | 2007-02-28 | 2014-01-06 |
| WFM Asia (HK) Limited | Rep | Type 4 — Advising on securities | 2003-06-11 | 2006-10-01 |
| WFM Asia (HK) Limited | Rep | Type 9 — Asset management | 2003-06-11 | 2006-10-01 |