Amy Georgina Sergeant
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Amy Georgina Sergeant ( ), a licensed former licensee with CE reference BUI284. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2023-11-17 | 2023-11-24 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 5 - Advising on futures contracts | 2023-11-17 | 2023-11-24 |