Robert Heriot Lindsay Thomas
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert Heriot Lindsay Thomas ( ), a licensed former licensee with CE reference AAA095. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2011-12-23 | 2024-12-19 |
| Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2006-06-14 | 2009-10-13 |
| Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司 |
RO | Type 4 — Advising on securities | present | 2024-12-19 |
| Platinum Securities Company Limited 百德能證券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-10-18 |
| Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2004-10-18 |
| Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-10-18 |
| Platinum Securities Company Limited 百德能證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-10-18 |
| Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司 |
RO | Type 9 — Asset management | present | 2024-12-19 |
| Platinum Securities Company Limited 百德能證券有限公司 |
RO | Type 9 — Asset management | present | 2004-10-18 |