Li Shan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li Shan (單笠), a licensed Responsible Officer with CE reference BWO390. Currently licensed at 1 firm(s): CHOW TAIKING SECURITIES (HONG KONG) LIMITED. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 0.8 years of SFC licence history. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CHOW TAIKING SECURITIES (HONG KONG) LIMITED 周大金證券（香港）有限公司 |
RO | Type 1 - Dealing in securities | 2026-01-28 | present |
| CHOW TAIKING SECURITIES (HONG KONG) LIMITED 周大金證券（香港）有限公司 |
RO | Type 4 - Advising on securities | 2026-01-28 | present |
| CHOW TAIKING SECURITIES (HONG KONG) LIMITED 周大金證券（香港）有限公司 |
RO | Type 9 - Asset management | 2026-01-28 | present |
Worked alongside
The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Li Shan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Xiaomeng Tian | CHOW TAIKING SECURITIES (HONG KONG) LIMITED | 2026–present |
| Ka Lok Yan | CHOW TAIKING SECURITIES (HONG KONG) LIMITED | 2026–present |