Tat H Au Yeung
歐陽達顯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tat H Au Yeung (歐陽達顯), CE reference AFZ713. Currently licensed at 1 firm(s): AD Capital Management (Hong Kong) Limited. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2004-09-08 | present |
| AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2004-09-08 | present |
| AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2004-09-08 | present |
| HSBC Corporate Finance (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2003-09-05 | 2004-01-15 |
| HSBC Securities (Asia) Limited | RO | Type 1 — Dealing in securities | present | 2004-01-15 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | present | 2004-01-15 |
| HSBC Structured Funds (Asia) Limited | RO | Type 2 — Dealing in futures contracts | present | 2003-09-05 |
| HSBC Securities (Asia) Limited | RO | Type 4 — Advising on securities | present | 2003-09-05 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
RO | Type 4 — Advising on securities | present | 2003-09-05 |
| HSBC Structured Funds (Asia) Limited | RO | Type 5 — Advising on futures contracts | present | 2003-09-05 |
| HSBC Securities (Asia) Limited | RO | Type 6 — Advising on corporate finance | present | 2003-09-05 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-09-05 |
| HSBC Securities (Asia) Limited | RO | Type 9 — Asset management | present | 2003-09-05 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
RO | Type 9 — Asset management | present | 2003-09-05 |
| HSBC Structured Funds (Asia) Limited | RO | Type 9 — Asset management | present | 2003-09-05 |