Alvin Chong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alvin Chong (張銀凱), a licensed Responsible Officer with CE reference AZJ073. Currently licensed at 2 firm(s): Charleswin Bullion Limited, Yicko Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 14.3 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Charleswin Bullion Limited 齊榮金號有限公司 |
RO | Type 2 - Dealing in futures contracts | 2025-01-03 | present |
| Charleswin Bullion Limited 齊榮金號有限公司 |
RO | Type 5 - Advising on futures contracts | 2025-01-03 | present |
| Yicko Securities Limited 益高證券有限公司 |
RO | Type 4 - Advising on securities | 2016-12-23 | present |
| Yicko Securities Limited 益高證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-04-21 | present |
| Yicko Securities Limited 益高證券有限公司 |
RO | Type 9 - Asset management | 2015-10-30 | present |
| Charleswin Bullion Limited 齊榮金號有限公司 |
RO | Type 5 - Advising on futures contracts | 2017-09-06 | 2019-11-11 |
| Charleswin Bullion Limited 齊榮金號有限公司 |
RO | Type 2 - Dealing in futures contracts | 2015-09-30 | 2019-11-11 |
| Yicko Securities Limited 益高證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-05-16 | 2016-04-21 |
| Charleswin Bullion Limited 齊榮金號有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-05-16 | 2015-09-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alvin Chong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.