Yee Kit Lam
林以傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yee Kit Lam (林以傑), CE reference AYF885. Currently licensed at 1 firm(s): Zheshang International Financial Holdings Co., Limited. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司 |
Rep | Type 9 — Asset management | 2023-07-28 | present |
| Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司 |
Rep | Type 1 — Dealing in securities | 2023-07-07 | present |
| Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司 |
Rep | Type 4 — Advising on securities | 2023-07-07 | present |
| Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司 |
Rep | Type 5 — Advising on futures contracts | 2023-07-07 | present |
| Regan International Asset Management Limited 雷根國際資産管理有限公司 |
Rep | Type 9 — Asset management | 2021-09-29 | 2022-09-22 |
| Regan International Asset Management Limited 雷根國際資産管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-09-07 | 2022-09-22 |
| HGNH International Securities Co., Limited 橫華國際証券有限公司 |
Rep | Type 4 — Advising on securities | 2017-07-27 | 2021-05-29 |
| PC Securities Limited 寶鉅證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-03 | 2017-03-13 |
| PC Securities Limited 寶鉅證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-18 | 2015-07-24 |
| Paochu Investment Advisory Limited 寶鉅投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2014-12-09 | 2015-04-14 |
| Paochu Investment Advisory Limited 寶鉅投資顧問有限公司 |
Rep | Type 9 — Asset management | 2014-12-09 | 2015-04-14 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-08 | 2012-03-16 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-11-08 | 2012-03-16 |