Bill Chi Piu Kwok
郭志標
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bill Chi Piu Kwok (郭志標), CE reference AAC195. Currently licensed at 4 firm(s): Wocom Foreign Exchange Co. Limited, Wocom Investment Management Limited, Wocom Securities Limited, Wocom Limited. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wocom Foreign Exchange Co. Limited 宏高金融有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2003-08-15 | present |
| Wocom Investment Management Limited 宏高投資管理有限公司 |
RO | Type 9 — Asset management | 2003-08-15 | present |
| Wocom Securities Limited 宏高證券有限公司 |
RO | Type 1 — Dealing in securities | present | present |
| Wocom Limited 宏高有限公司 |
RO | Type 2 — Dealing in futures contracts | present | present |
| Wocom Investment Management Limited 宏高投資管理有限公司 |
RO | Type 4 — Advising on securities | present | present |
| Wocom Securities Limited 宏高證券有限公司 |
RO | Type 4 — Advising on securities | present | 2003-06-27 |
| Wocom Limited 宏高有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2003-06-27 |
| Wocom Investment Management Limited 宏高投資管理有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-06-27 |
| Wocom Securities Limited 宏高證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-06-27 |
| Wocom Investment Management Limited 宏高投資管理有限公司 |
RO | Type 9 — Asset management | present | 2003-06-27 |
| Wocom Limited 宏高有限公司 |
RO | Type 9 — Asset management | present | 2003-06-27 |
| Wocom Securities Limited 宏高證券有限公司 |
RO | Type 9 — Asset management | present | 2003-06-27 |