Ho Pan Yau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Pan Yau (邱浩彬), a licensed Responsible Officer with CE reference AWS533. Currently licensed at 1 firm(s): Zheshang International Financial Holdings Co., Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 15.1 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司 |
RO | Type 9 - Asset management | 2026-04-09 | present |
| Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司 |
RO | Type 1 - Dealing in securities | 2021-09-27 | present |
| Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司 |
RO | Type 4 - Advising on securities | 2021-09-27 | present |
| Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司 |
RO | Type 2 - Dealing in futures contracts | 2016-03-09 | present |
| Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司 |
RO | Type 5 - Advising on futures contracts | 2016-03-09 | present |
| Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司 |
Rep | Type 9 - Asset management | 2023-09-11 | 2026-04-09 |
| Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司 |
Rep | Type 1 - Dealing in securities | 2019-04-12 | 2021-09-27 |
| Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司 |
Rep | Type 4 - Advising on securities | 2019-04-12 | 2021-09-27 |
| Azure Lion International Securities Company Limited 青獅國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-09-10 | 2015-10-22 |
| Zhonghao International Investment Consulting Co., Limited 中豪國際投資咨詢有限公司 |
RO | Type 5 - Advising on futures contracts | 2014-05-19 | 2015-10-22 |
| Zhonghao International Futures Co., Limited 中豪國際期貨有限公司 |
RO | Type 9 - Asset management | 2014-05-19 | 2015-10-22 |
| Zhonghao International Futures Co., Limited 中豪國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2014-03-31 | 2015-10-22 |
| Zhonghao International Futures Co., Limited 中豪國際期貨有限公司 |
Rep | Type 9 - Asset management | 2013-01-31 | 2014-05-19 |
| Zhonghao International Futures Co., Limited 中豪國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-02-24 | 2014-03-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ho Pan Yau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.