Wendy Yuan Hui Wu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wendy Yuan Hui Wu (吳婉蕙), a licensed Responsible Officer with CE reference ART440. Currently licensed at 1 firm(s): Aspen Hill Partners (Hong Kong) Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 17.8 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aspen Hill Partners (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2009-12-23 | present |
| Aspen Hill Partners (Hong Kong) Limited | RO | Type 9 - Asset management | 2009-12-23 | present |
| Aspen Hill Partners (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2008-11-14 | 2009-12-23 |
| Aspen Hill Partners (Hong Kong) Limited | Rep | Type 9 - Asset management | 2008-11-14 | 2009-12-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wendy Yuan Hui Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.