Siu Kam Li
李小琴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Kam Li (李小琴), CE reference AAC179. Currently licensed at 3 firm(s): Wocom Securities Limited, Wocom Limited, Wocom Foreign Exchange Co. Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 1 — Dealing in securities | present | present |
| Wocom Limited 宏高有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | present |
| Wocom Foreign Exchange Co. Limited 宏高金融有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | present | present |
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-22 |
| Wocom Limited 宏高有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-08-22 |
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-22 |
| Wocom Limited 宏高有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-22 |
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-22 |